SHAPOUR REZA EJLAL CRD# 1247346 3 Disclosures | Cold Spring Advisory Group

SHAPOUR REZA EJLAL CRD# 1247346 3 Disclosures

Customer Dispute 10/07/2014

CLIENT ALLEGES, THROUGH ATTORNEY, FUNDS FROM THEIR CHASE ACCOUNT FAILED TO TRANSFER TIMELY TO THEIR ACCOUNT AT ANOTHER FINANCIAL INSTITUTION.

$1,000,000.00

$62,500.00


EMPLOYMENT SEPERATION AFTER ALLEGATIONS 06/25/2014

J.P. MORGAN SECURITIES LLC

Discharged

REGISTERED REP USED AN UNAPPROVED PERSONAL COMMUNICATION DEVICE (FAX MACHINE) FOR CONDUCTING BUSINESS


Customer Dispute 06/04/2009

CLIENT ALLEGES MISREPRESENTATION AND SUITABILITY RELATING TO A MUTUAL FUND INVESTMENT. ACTIVITY DATES 05/19/09-05/19/09.

$10,510.24