RICHARD IRA WATTER CRD# 1303157 | Cold Spring Advisory Group

RICHARD IRA WATTER CRD# 1303157

Customer Dispute 11/18/1998

THE EXECTRIX OF THE CLIENT'S ESTATE ALLEGES THAT THE IE BOUGHT SPECULATIVE STOCKS IN WHICH PAINEWEBBER WAS A MARKET MAKER IN 1998 RESULTING IN A LOSS OF $23,150. PRODUCTS INCLUDE MICROSOFT, TWA, CENDANT, SHERWIN WILLIAMS, AND OPEN MARKET, INC.

$23,150.00

$14,000.00