Regulatory 07/17/2002
PHILADELPHIA STOCK EXCHANGE
WITHOUT ADMITTING OR DENYING ANY ALLEGATIONS OR VIOLATIONS, RESPONDENT CONSENTED TO FINDINGS THAT HE VIOLATED OPTION FLOOR PROCEDURE ADVICE ("OFPA") F-1, "USE OF IDENTIFICATION LETTERS AND NUMBERS," AND F-23, "CLERKS IN THE CROWD."
Decision & Order of Offer of Settlement
Monetary/Fine
$2,500.00
RESPONDENT WAS FINED $2,500.00.
