Allied Millennial Partners AKA EJ Sterling, LLC (CRD# 16569 ) (SEC# 8-34176) | Cold Spring Advisory Group

Allied Millennial Partners AKA EJ Sterling, LLC (CRD# 16569 ) (SEC# 8-34176)

Allied Millennial Partners AKA EJ Sterling, LLC is a brokerage firm located at 40 Broad St., 6th Floor, New York, NY 10004. The firm was formed in Indiana on 03/20/1985, registered with the Securities Exchange Commission (SEC) on 07/22/1985 and the Financial Industry Regulatory Authority (FINRA) on 08/21/1985.

According to Allied Millennial Partners AKA EJ Sterling's FINRA Broker Check, many of it's registered representatives have regulatory disclosures and customer disputes filed against them. Including:

* JOHN L. PARMIGIANI (CRD# 2800410)
The current CEO and President of Allied Millennial Partners AKA EJ Sterling, had a costumer dispute for $240K filed against him for negligence, misrepresentation, suitability and excessive trading. He agreed to settle the arbitration by paying the client 62K in damages. In his 18 years in the industry, he has worked at 9 different firms, 2 of which have been expelled by FINRA.

*CHRISTOPHER R. FALLO (CRD# 2909556)
An Allied Millennial Partners AKA EJ Sterling registered representative who has worked at 12 different firms in his 17 years in the industry. 5 of those firms have been expelled by FINRA.

*MATTHEW J. KING JR (CRD# 270014)
An Allied Millennial Partners AKA EJ Sterling representative has 9 disclosure events including 3 customer disputes, 4 judgements against him for tax liens totaling $490K, 1 regulatory event ending in a $10K fine and a suspension. King went on to file bankruptcy on 05/12/11.

*DYLAN R. LANTRY (CRD# 5843824)
An Allied Millennial Partners AKA EJ Sterling registered representative who in his 4 years in the business has been at 4 different firms, 2 of which have been expelled by FINRA.

*EDWARD J. DAIGNEAU (CRD# 3258848)
An Allied Millennial Partners AKA EJ Sterling registered representative has 2 costumer disputes and 1 regulatory event on his Broker Check Report. Complaints against him for unauthorized trading and not following directions resulted in him paying restitution to the clients and withdrawing his registration from the state of Montana. One of his former firms has also been expelled by FINRA.

*MRDANIEL P. SOLAKIAN MR (CRD# 5775341) AKA: DANIEL PETER SOLAKIAN
An Allied Millennial Partners AKA EJ Sterling registered representative has been in the industry for 5 years and both of the firms he worked at prior to Allied Millennial Partners AKA EJ Sterling have been expelled by FINRA.

*SPIROS G. STEFANATOS (CRD# 5937953) AKA: SPIRITHON GERASIMOS STEFANATOS
An Allied Millennial Partners AKA EJ Sterling registered representative has been at 5 different firms in his 3 years in the business, 2 have been expelled by FINRA.

*KEVIN YOUNG (CRD# 4692991)
An Allied Millennial Partners AKA EJ Sterling registered representative has worked at 2 firms before Allied Millennial Partners AKA EJ Sterling, both have been expelled by FINRA.

*JIE ZHENG MR (CRD# 4187935)
An Allied Millennial Partners AKA EJ Sterling registered representative has 2 customer disputes against him that he settled by paying damages to the customer. Both firms that Zheng worked at prior to Allied Millennial Partners AKA EJ Sterling have been expelled by FINRA.

*OSKAR KOWALSKI (CRD# 5794970)
An Allied Millennial Partners AKA EJ Sterling registered representative has been permanently barred by FINRA from acting as a broker otherwise associating with firms that sell securities to the public.

If you or someone you know has incurred losses as a result of broker misconduct at Allied Millennial Partners AKA EJ Sterling please call (212) 566-6060 to see if you have a case to recover your losses.