Craig Scott Capital, LLC. (CRD# 155924) (SEC# 8-68751)
Craig Scott Capital, LLC. is a brokerage firm located at 1255 RXR Plaza, 12th Floor, in Uniondale, New York 11556. It was formed in New York in 2010 and registered with the Securities Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) in 2012.
Craig Scott has 2 regulatory disclosures and one customer dispute listed on its FINRA BrokerCheck report. The regulatory events reflect two separate allegations of a failure to transmit accurate reports. Craig Scott was censured on both occasions and paid a total of $20,000 in fines. Craig Scott consented to the findings of each event but did not admit or deny the allegations.