Woodstock Financial Group, Inc. (CRD# 38095) (SEC# 8-48080)
Woodstock Financial Group, Inc., is a Woodstock, Georgia-based brokerage firm with its main office located at 117 Towne Lakes Parkway, Suite 200. The firm took the name Woodstock Financial in Georgia on April 28, 2009 and registered with the Securities Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) in 1995.
Woodstock Financial’s FINRA BrokerCheck Report contains three final regulatory events, the most recent of which occurred in March of 2013. The New York State Department of Financial Services alleged the firm failed to disclose certain information regarding four separate arbitrations on its application for an insurance agency license. The firm was consequently fined $9,000.