Broker-Dealer Profiles

Meyers Associates, L.P. (CRD# 34171) (SEC# 8-46219)

Meyers Associates, L.P. is a brokerage firm located at 45 Broadway, 2nd Floor, New York, NY. The firm, classified as a partnership, registered with the SEC in 1993 and with FINRA in 1994. Meyers Associates is currently licensed to operate in 52 U.S. states and territories, however a consent order entered on March 24, 2015 suspended the firm's Connecticut broker-dealer registration for 60 days, and ordered the firm's CEO, Bruce Meyers to withdraw his Connecticut registration as a broker-dealer agent of Meyers Associates.

Woodstock Financial Group, Inc. (CRD# 38095) (SEC# 8-48080)

Woodstock Financial Group, Inc., is a Woodstock, Georgia-based brokerage firm with its main office located at 117 Towne Lakes Parkway, Suite 200. The firm took the name Woodstock Financial in Georgia on April 28, 2009 and registered with the Securities Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) in 1995. 

Woodstock Financial’s FINRA BrokerCheck Report contains three final regulatory events, the most recent of which occurred in March of 2013. The New York State Department of Financial Services alleged the firm failed to disclose certain information regarding four separate arbitrations on its application for an insurance agency license. The firm was consequently fined $9,000.

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