Broker-Dealer Profiles

Allied Millennial Partners AKA EJ Sterling, LLC (CRD# 16569 ) (SEC# 8-34176)

Allied Millennial Partners AKA EJ Sterling, LLC is a brokerage firm located at 40 Broad St., 6th Floor, New York, NY 10004. The firm was formed in Indiana on 03/20/1985, registered with the Securities Exchange Commission (SEC) on 07/22/1985 and the Financial Industry Regulatory Authority (FINRA) on 08/21/1985.

According to Allied Millennial Partners AKA EJ Sterling's FINRA Broker Check, many of it's registered representatives have regulatory disclosures and customer disputes filed against them. Including:

Aegis Capital Corporation (CRD# 15007) (SEC# 8-31616, 801-71386)

Aegis Capital Corp. located at 810 7th Avenue in New York, NY has been registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) since 1984. Aegis is licensed to operate in 53 U.S. states and territories. Currently, Aegis Capital has 18 regulatory events and 1 arbitration on its FINRA BrokerCheck report. Most recently, Aegis was censured and fined $39,500 and ordered to revise its written supervisory procedures (WSPS) to ensure compliance with NASDAQ rules.

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