Broker-Dealer Profiles

JAMES ROBERT MITCHELL JR CRD# 1374268

Customer Dispute

THE [CUSTOMERS]', BY COUNSEL, ALLEGED UNSUITABILITY; SECTION 10(B) AND RULE 10B-5; CHURNING; COMMON LAW FRAUD; NEGLIGENCE AND RECKLESSNESS; BREACH OF FIDUCIARY DUTY; BREACH OF CONTRACT; UNAUTHORIZED TRADING; RESPONDEAT SUPERIOR; CONTROL PERSON LIABILITY;FAILURE TO SUPERVISE; S.C. SECURITIES ACT IN THEIR STATEMENT OF CLAIM.

$500,000.00

$200,000.00

Pages