Broker-Dealer Profiles

DENNIS MICHAEL JABLONOSKI CRD# 1763333

Regulatory 07/17/2002

PHILADELPHIA STOCK EXCHANGE

WITHOUT ADMITTING OR DENYING ANY ALLEGATIONS OR VIOLATIONS, RESPONDENT CONSENTED TO FINDINGS THAT HE VIOLATED OPTION FLOOR PROCEDURE ADVICE ("OFPA") F-1, "USE OF IDENTIFICATION LETTERS AND NUMBERS," AND F-23, "CLERKS IN THE CROWD."

Decision & Order of Offer of Settlement

Monetary/Fine

$2,500.00

Pages