Broker-Dealer Profiles

JORDAN DAVID COOPER CRD# 4417504

Customer Dispute 05/05/2016 (Pending)Allegations

[Customer] stated her account had unauthorized activity back in Nov 2014 and as a result of that she had lost $20,000.00

Damage Amount Requested

$20,000.00

Regulatory 11/10/2011Initiated By

NEW JERSEY BUREAU OF SECURITIES

Customer Dispute 08/29/2001(Denied)Allegations

PENNSYLVANIA RESIDENT COMPLAINS THAT FA RECOMMENDED VOLATILE STOCKS TO CONSERVATIVE CLIENT. UNREALIZED LOSSES BELIEVED TO BE OVER $5K.

Damage Amount Requested

$5,000.00