Broker-Dealer Profiles

E.J. STERLING, LLC (CRD# 16569 ) (SEC# 8-34176)

EJ Sterling, LLC is a brokerage firm located at 40 Broad St., 6th Floor, New York, NY 10004. The firm was formed in Indiana on 03/20/1985, registered with the Securities Exchange Commission (SEC) on 07/22/1985 and the Financial Industry Regulatory Authority (FINRA) on 08/21/1985.

According to EJ Sterling's FINRA Broker Check, many of it's registered representatives have regulatory disclosures and customer disputes filed against them. Including: